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Financial Services Independent Sponsors - Axial

Members (166 results)

ROCA Partners

Independent Sponsor
  • 1 Total Closed Deal
ROCA Partners is a Los Angeles-based private equity investment firm focused on providing leading services companies with flexible capital and operational resources to accelerate growth.
Most Recent Transactions
Investor
Oct 2018
secured debt financing from

Chrysalis Capital Advisors, Inc.

Independent Sponsor
  • 1 Total Closed Deal
We are seasoned professionals and entrepreneurs who share a common passion for aligning with small-to-medium-sized enterprises (SMEs) and the successful entrepreneurs who navigate them.Our passion is a direct extension of our belief that SMEs are the driving force of our economy and entrepreneurs represent the heart and soul of the business success equation.We have over 200 years of combined business experience in the fields of investment banking, principal investing, financial management, business operations and corporate law as well as an extensive network of investors and strategic…
Most Recent Transactions
Investor
Dec 2019
invested in

Newgate Capital Holdings

Independent Sponsor
  • 1 Total Closed Deal
Newgate Capital Holdings is a diversified financial services platform. We provide funding, advisory and investment banking services to small and medium sized clients. Our finance unit provides consumer, commercial and real estate lending products. Our advisory unit offers banking, acquisition, restructuring and asset management consulting services. We provide a full suite of services for buy-side and sell-side investment banking needs as well.
Most Recent Transactions
Investor
Jan 2018
invested in

Sand River Capital Advisors LLC

Independent Sponsor

    This member has no reported closed transactions.

Sand River Capital Advisors is an independent advisory firm providing corporate finance and strategic consulting services to corporations, private equity firms, financial institutions and institutional investors. Sand River strives to serve as an advocate and critical long-term partner to its clients through a partnership approach and a commitment to exceptional performance and uncompromising integrity. Sand River can assist management teams by identifying value-enhancement corporate finance opportunities and developing a comprehensive and executable plan with respect to the articulation of…

Occidental Development Group

Independent Sponsor

    This member has no reported closed transactions.

We deal in very expensive Fancy Investment Grade Diamonds. Natural color diamonds have a history of steady appreciation. In 2008, when gold fell 30% and white diamonds dropped 20%, natural fancy color diamonds did not fall at all and continue to appreciate. In the past 30 years, fancy color diamonds have never depreciated in value. Auction houses’ records show that  many important diamonds have doubled in value every 5 years. Most investors consider natural color diamonds as a medium to long-term investment.

Braxos Capital

Independent Sponsor

    This member has no reported closed transactions.

Braxos Capital is seeking to acquire and operate one privately-held enterprise in the Midwestern United States. Once Braxos acquires an enterprise, our focus is to hold the business for the long-term, carry forward the previous owner's legacy, and create long-term value for the entire organization, including every employee and stakeholder. Resources Braxos Capital is the ideal solution for a business and owner in need of succession planning or an exit event. In order to provide value to the business and its owner, Braxos is able to provide the following resources: Hard-working, principled…

Flying Point Capital

Independent Sponsor

    This member has no reported closed transactions.

Flying Point Capital, LLC is a consumer-oriented lower middle market private investment firm that selectively invests in profitable companies, with competitive products and/or services, doing business in growing markets that are principally located in the United States. Flying Point Capital's "Building for Scale" mentoring program is anchored by a highly practical business management system that has been successfully applied by hundreds of small and mid-sized businesses for almost a decade.Our Principals have significant success as business builders, board members and investors. Our Focus We…

Digital Foundry Ventures, LLC

Independent Sponsor

    This member has no reported closed transactions.

Digital Foundry Ventures, LLC is a NY based venture, growth and buyout equity firm that focuses on investing in great businesses that are on the cusp of accelerated growth. Our objective is to create exponential value by establishing digital leaders in sector that benefit disproportionately from advanced technology. We look beyond transactional investing and focus on transformational investing.

Dreadnought Group

Independent Sponsor

    This member has no reported closed transactions.

Dreadnought Capital Management Corporation (“Dreadnought”) is an SEC‐registered investment advisor located in Stamford, CT, and provides investment management and advisory services focused on securities containing complex credits or structures. Dreadnought’s team has blue chip investment bank experience (JPMorgan, Citi, Goldman Sachs, Bear Stearns) with over 60 years of collective experience and has managed more than $40 billion in transactions over the past 30 years. Dreadnought was founded in 2009, and since inception has invested or advised on investments in over $600 million of…

Rainmaker Marketing Corporation

Independent Sponsor

    This member has no reported closed transactions.

Rainmaker provides transaction due diligence services including outsourced underwriting reviews and the performance of project feasibility studies for issuers, business planning and plan development, offering disclosures and marketing program strategies and consulting.

ETFx Investment Partners

Independent Sponsor

    This member has no reported closed transactions.

ETFx Investment Partners offers investment and professional services based on our research of themes rooted in the confluence of long-term forces interlinking population, energy, food and water.

The Palomar Group

Independent Sponsor

    This member has no reported closed transactions.

The Palomar Group is a private investment and advisory firm that was founded based on the premise that the most important factor driving substantial, long-term value creation is a relentless focus on building fundamentally better businesses. Our innovative and disciplined blueprint for identifying strategic value creation initiatives is unconventional and was developed over the years based on our experiences.As a principal investor, we are operationally driven and focused on unique and compelling situations within the lower middle market involving leveraged and management buyouts, minority…

Ayucus

Independent Sponsor

    This member has no reported closed transactions.

Ayucus is a private investment firm focused on small to medium sized acquisitions. We partner with exceptional companies seeking the next stage of growth. Post acquisition, we work closely with our portfolio companies to drive measurable value for all stakeholders.

Strategic Growth Investments

Independent Sponsor

    This member has no reported closed transactions.

Strategic Growth Investments (“SGI”) is a private investment firm founded in 2012 to pursue compelling investment opportunities in middle market businesses. SGI has a flexible mandate to invest across the capital structure in control-oriented investments ranging from strategic financings to buyouts, allowing us to implement innovative investment strategies that preserve invested capital and mitigate risk while driving growth and creating value.

McSpadden & Associates

Independent Sponsor

    This member has no reported closed transactions.

Operating principal of equity backed investment and management group. We are searching for our next acquisition to own and manage. Preference is Texas or Southwestern U.S. and Colorado. However, we would investigate an acquisition candidate elsewhere in the Lower 48 U.S. states given the right scaable opportunity.

DL Capital Partners, LLC

Independent Sponsor

    This member has no reported closed transactions.

DL Capital Partners (“DLCP”) is an independent sponsor Private Equity firm based in California, focusing on the lower-middle market, acquiring high-quality small to medium-size businesses in the US.DLCP works to identify great businesses that are at an inflection point, and teams up with existing ownership or management by recapitalizing the business and providing strategic and operational support.We seek to acquire and build upon the strong foundations placed by the business founders and pursue stable and sustainable long-term value creation for our investors.

Mont & Co

Independent Sponsor

    This member has no reported closed transactions.

Mont & Co. is a lower middle market sponsor that looks for profitable companies or brands valued between $10 million and $100 million with readily available opportunities to improve ESG health scores. We try and answer the following four questions in applying ESG principles to our investments: 1. Is the company measuring it’s ESG health in the following areas: water consumption, carbon footprint, diversity and inclusion of management and employee base? 2. Is the company disclosing the information by reporting and publishing the data? 3. Is the…

Circe Capital

Independent Sponsor

    This member has no reported closed transactions.

Circe Capital is a US business service organization. We are focused on partnering with exceptional founders and management teams to form long-term investments across several strategic services platforms including business services, technology, media and entertainment.

Horatius Group LLC

Independent Sponsor

    This member has no reported closed transactions.

Horatius Group is an investment bank, technology company, and private equity firm (fundless sponsor). We have advised upon over a dozen transactions with leading private equity firms across services and technology

Profectus Capital Management

Independent Sponsor

    This member has no reported closed transactions.

We are a business investment group that looks beyond just acquisition. We partner to provide the capital, resources, and knowledge needed to grow.The Profectus team has actually been there, done it and have the scars to prove it. Our team has a track record of founding and growing successful multi-million dollar companies. We have operated businesses in different countries and have consulted or worked with some of the most elite entrepreneurs and companies around the globe.“Profectus” /proˈfek.tus/ is a Latin word whose etymology means to…“To progress, To profit, To grow or gain…

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